Central
Securities Depository (CSD)
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| III.C.1 |
Central Securities Depository
Licensing Procedures |
| III.C.2 |
Procedures for Rule-Making by a
Central Securities Depository |
| III.C.3 |
Requirements of Candidates for
Directors and Commissioners of a Central
Securities Depository |
| III.C.4 |
Procedures for Making and Proposing
An Annual Budget and Profit Utilization Plan of a
Central Securities Depository |
| III.C.5 |
Procedures for Approval of the
Articles of Association of a Central Securities
Depository |
| III.C.6 |
Internal Controls and Administrative
Procedures of a Central Securities Depository |
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III.C.7 |
Securities Sub Account With Central Securities Depository |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number: Kep-1/PM/2003 |
| X.C.1 |
Central Securities Depository
Reports |
| X.C.2 |
Documents Maintenance by a Central
Securities Depository |
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Investment
Funds
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Investment
Funds Inspections |
| II.F.4 |
Investment Fund
Inspections |
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Investment Funds
Compliance Audit |
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II.F.14 |
Guidelines of Investment Fund Compliance Audit |
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Collective Investment Funds |
| IV.A.1 |
Application Procedures for Obtaining
a Business License as an Investment Fund in
Corporate Form |
| IV.A.2 |
Guidelines for Articles of
Association of a Corporate Investment Fund |
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IV.A.3 |
Management of a Corporate Investment
Fund
(update August ,14
2002) |
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IV.A.4 |
Management Contracts of a Corporate
Investment Fund
(update August ,14
2002) |
| IV.A.5 |
Custodial Contract of a Corporate
Investment Fund |
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Collective Investment Fund
Contracts |
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IV.B.1 |
Guidelines For The Management of Investment Fund In
The Form of Collective Investment Contracts
(update February 9,
2004) |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-03/PM/2004 |
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IV.B.2 |
Guidelines for Contract of Investment Fund In The
Form Collective Investment
Contracts
(update February
9 ,
2004) |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-04/PM/2004 |
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Investment Fund Management |
| IV.C.2 |
Fair Market Value of Securities in
Investment Fund Portfolio |
| IV.C.3 |
Guidelines for the Announcement of
Net Asset Value of Open-end Investment Funds |
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IV.D.2 |
Investor Profile |
| X.D.1 |
Investment Fund Reporting |
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Accounting Standards |
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VIII.G.8 |
Accounting for Investment Funds |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-21/PM/2004 |
| VIII.G.9 |
Information in the Financial
Highlights Section of Investment Funds |
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VIII.G.11 |
The
Responsibility of Board of Directors on Financial Statement |
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Attachment 1 Form Number. VIII.G.11-1 |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-40/PM/2003 |
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VIII.G.12 |
Audit
Guidelines for Accountant
Regarding Subscriptions and Allotments of Securities Or
Distribution Of Bonus Shares
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-17/PM/2004 |
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Attachment 1 Form Number. VIII.G.12-1 |
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Registration Statement |
| IX.C.4 |
Registration Statement for a Public
Offering of an Investment Fund in the Form of
Corporation |
| IX.C.5 |
Registration Statement for a Public
Offering of an Investment Fund in the Form of a
Collective Investment Contract |
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IX.C.6 |
The Form and Content of a Prospectus
for a Public Offering of an Investment Fund |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-22/PM/2004 |
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Securities
Companies, Securities Company Representatives,
and Investment Advisors
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Securities Company |
| V.A.1 |
Securities Company Licensing
Procedures |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-53/PM/1998 |
| V.D.1 |
Supervision of Representatives and
Employees of Securities Company |
| V.D.3 |
Internal Controls and Book Keeping
of Securities Companies |
| V.D.4 |
Control and Protection of Securities
Deposited with a Securities Company |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-26/PM/1999 |
| V.D.5 |
Maintenance and Reporting of Net
Adjusted Working Capital |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-20/PM/2003 |
| V.D.6 |
Financing for Securities Transaction
Settlement by Securities Company for Clients |
| V.D.7 |
Principal
Provisions Regarding Subordinated Loan Agreement by a
Securities Company |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-28/PM/1999 |
| V.D.8 |
Activity
of A Securities Company in Various Location |
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Attachment
Form Number V.D.8-1 |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-27/PM/2000 |
| V.D.9 |
Guidelines
For Agent Agreement Of Member Of Stock Exchange Securities
Company |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-28/PM/2000 |
| V.D.10 |
“Know Your Client” Principles |
| V.E.1 |
Code of
Conducts for Securities Companies Acting as
Broker-Dealers |
| V.F.1 |
Code of
Conducts for Securities Companies Acting as
Underwriters |
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Securities Company
Representatives |
| V.B.1 |
Licensing of Securities Company
Representatives |
| V.B.2 |
Licensing for Investment Fund
Marketing Agent Representatives |
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Investment Advisors |
| V.C.1 |
Licensing of Investment Advisors |
| V.H.1 |
Prohibited
Investment Advisors Conduct |
| X.F.1 |
Reports by Investment Advisors |
| X.F.2 |
Investment Advisors Record-Keeping
and Maintenance Responsibilities |
| X.F.3 |
Disclosures by Investment Advisors
of Interests in Securities |
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Investment Fund Management |
| V.G.1 |
Prohibited Investment Manager
Conduct |
| V.G.3 |
Record Keeping For Decision Making
by Investment Managers |
| V.G.5 |
Investment Manager Functions
Relating to Assets Backed Securities |
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IX.K.1 |
Guidelines for Asset Backed
Securities Collective Investment Contracts |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-28/PM/2003 |
| X.N.1 |
Monthly Investment Manager Activity
Reports |
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Capital Market
Supporting Institution
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Custodian Banks |
| VI.A.1 |
Approval of A Commercial Bank As A
Custodian |
| VI.A.2 |
Functions of Bank Custodians Related
to Asset Backed Securities |
| VI.A.3 |
Securities Accounts at Custodians |
| X.G.1 |
Reports of Commercial Banks As
Custodians |
| X.G.2 |
Maintenance of Document by
Commercial Banks as Custodians |
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Securities Administration Agencies
(Transfer Agents) |
| VI.B.1 |
Licensing of a Securities
Administration Agency |
| X.H.1 |
Reports from Securities
Administration Agencies and Companies That
Perform Their Own Securities Administration |
| X.H.2 |
Maintenance of Documents by
Securities Administration Agencies and Issuers
Performing Their Own Securities Administration |
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Trust Agents |
| VI.C.2 |
Registration of A Commercial Bank As
A Trust Agent |
| X.1.1 |
Reports of Trust
Agents |
| X.I.2. |
Documents To Be Maintained by Trust
Agents |
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Capital
Market Supporting Professionals
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Accountants |
| VIII.A.1 |
Registration of Accountant Engaging in Capital Market
Activities |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-34/PM/2003 |
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Attachment
: Form Number VIII.A.1-1
, Form Number
VIII.A.1-2,
Form Number
VIII.A.1-3,
Form Number
VIII.A.1-4 |
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VIII.A.2 |
Independence of Accountant Who Is Giving Audit Services In
Capital Market |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-20/PM/2002 |
| X.J.1. |
Reports to Bapepam by Accountants |
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Legal Consultants |
| VIII.B.1. |
Registration of A Legal Consultant
Operating in the Capital Market |
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Appraisers |
| VIII.C.1 |
Registration of An Appraiser To
Operate in the Capital Market |
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Notaries |
| VIII.D.1. |
Registration of A Notary To Operate
in the Capital Market |
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Issuers and
Public Companies
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Content of A Registration Statement and A Public
Offering |
| IX.A.1 |
General Requirements Regarding
Submission of a Registration Statement |
| IX.A.2 |
Registration Procedures for A Public
Offering |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-25/PM/2003 |
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Attachment
: Form Number IX.A.2-1
, Form Number
IX.A.2-2 to IX.A.2-3,
Form Number
IX.A.2-4 to 2-9 |
| IX.A.3 |
Procedures for Requesting Amendments
and or Additional Information to a Registration
Statement |
| IX.A.4 |
Procedures for Suspending of a
Public Offering |
| IX.A.5 |
Offering That Are Not Considered To
Be Public Offerings |
| IX.A.6 |
Restrictions on Shares Issued Prior
to Public Offering |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-06/PM/2001 |
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IX.A.7 |
Responsibilities of Underwriters
With Respect to Subscriptions and Allotments of
Securities in a Public Offering |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-45/PM/2000 |
| IX.A.8 |
Preliminary Prospectus and
Information Memorandum |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-41/PM/2000 |
| IX.A.9 |
Promotions Marketing Securities
Including Advertisements, Brochures, or Other
Public Communications |
| IX.A.10 |
Public Offerings of Indonesia
Depositary Receipts |
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IX.A.11 |
Public Offerings of Debt Securities Denominated in
Foreign Currency |
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IX.A.12 |
Public Offering By Shareholders |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-05/PM/2004 |
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Attachment
: Form Number IX.A.12
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| IX.C.1 |
Form and Content of A Registration
Statement for a Public Offering |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-42/PM/2000 |
| IX.C.2 |
Guidelines Concerning the Form and
Content of a Prospectus for a Public Offering |
| IX.C.3 |
Guidelines Concerning the Form and
Content of a Summary Prospectus for a Public
Offering |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-43/PM/2000 |
| IX.C.4 |
Registration Statement for a Public Offering of An
Investment Fund in the Form of Corporation |
| IX.C.5 |
Registration Statement for a Public Offering of an
Investment Fund in the Form of a Collective Investment Contract |
| IX.C.6 |
The Form And Content of A Prospectus For A Public
Offering Of An Investment Fund |
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Duplicate of Decision of The
Chairman of Capital Market Suppervisory Agency Number :
Kep-22/PM/2004 |
| IX.C.7 |
Guidelines for the Form and Content
of a Registration Statement for a Public Offering
by a Medium or Small Business |
| IX.C.8 |
Guidelines Concerning the Form and
Content of A Prospectus for A Public Offering by
a Medium or Small Business |
| IX.C.9 |
Registration Statement for Asset
Backed Securities Public Offering |
| IX.C.10 |
Guidelines of Form and Content of
Prospectus for a Public Offering of Asset Backed
Securities |
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Pre-emptive Rights |
| IX.D.1 |
Pre-emptive Rights |
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Duplicate of
Decision of The Chairman of Bapepam Number:Kep-26/PM/2003 |
| IX.D.2 |
Guidelines Concerning the Form and
Content of a Registration Statement for Issuing
Pre-emptive Rights |
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Duplicate of
Decision of The Chairman of Bapepam Number:Kep-08/PM/2000 |
| IX.D.3 |
Guidelines Concerning the Form and
Content of a Prospectus for Issuing Pre-emptive
Rights |
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Duplicate of
Decision of The Chairman of Bapepam Number:Kep-09/PM/2000 |
| IX.D.4 |
Capital Increases Without
Pre-emptive Rights |
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Public Company Registrations |
| IX.B.1 |
Guidelines for the Form and Content
of a Public Company Registration Statement |
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Other Rules |
| IX.E.2 |
Material Transaction and Changing
in Core Business |
| IX.I.1 |
Planning and Conducting the General
Meeting of Shareholders |
| IX.I.2 |
Requirements for Securities
Certificates |
| IX.I.3 |
The Issuance of Foreign Depositary
Receipts |
| IX.I.4 |
Formation of the Corporate Secretary
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IX.I.5 |
Guidelines on Establishment and Working Implementation of Audit
Committee |
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Duplicate
of Decision of The Chairman of Capital Market Suppervisory
Agency Number : Kep-41/PM/2005 |
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Conflicts of Interest |
| IX.E.1 |
Conflicts of Interest on Certain
Transactions |
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Duplicate of
Decision of The Chairman of Capital Market Supervisory Agency Number: Kep-32/PM/2000 |
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Tender Offerings |
| IX.F.1 |
Tender Offers |
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Duplicate of
Decision of The Chairman of Capital Market Supervisory Agency Number: Kep-04/PM/2002 |
| IX.F.2 |
Guidelines Concerning the Form and
Content of A Tender Offer Statement |
| IX.F.3 |
Guidelines On the Form and Content
of Statement of A Target Company and Other
Persons With Regard to A Tender Offer |
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Mergers |
| IX.G.1 |
Mergers and Consolidations of Public
Companies and Issuers |
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Open
Company Takeover |
| IX.H.1 |
Open
Company Takeover |
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Duplicate of
Decision of The Chairman of Capital Market Supervisory Agency Number: Kep-05/PM/2002 |
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Reports by Certain
Shareholders |
| X.M.1 |
Disclosure Requirements for Certain
Shareholders |
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Articles of Association |
| IX.J.1 |
Articles of Association of Companies
Conducting Public Offerings and Public Companies |
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Quasi Reorganization |
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IX.L.1 |
Prosedures For Conducting Quasi
Reorganization |
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Duplicate of
Decision of The Chairman of Capital Market Supervisory Agency Number: Kep-16/PM/2004 |
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Reporting Requirements for
Issuers and Public Companies |
| VIII.G.2 |
Annual Reports |
| X.K.1 |
Disclosure of Information that must
be made Public Immediately |
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X.K.2 |
Obligation to Submit Periodic
Financial Statements
(update Sept 30,
2003) |
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Duplicate of
Decision of The Chairman of Capital Market Supervisory Agency Number: Kep-36/PM/2003 |
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X.K.4 |
Reports on The Use of Funds
Received From a Public Offering |
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Duplicate of
Decision of The Chairman of Capital Market Supervisory Agency Number: Kep-27/PM/2003 |
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Attachment
: Form Number X.K.4-1
, Form Number
X.K.4-2 |
| X.K.5 |
Disclosure of Information by Issuers
Or Public Companies Regarding Bankruptcy |
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Accounting Standards |
| VIII.G.3 |
Accounting
Standards for Revenue Recognition of a Real
Estate Company (Revoked) |
| VIII.G.4 |
Accounting
Standards for Warrants (Revoked) |
| VIII.G.5 |
Guidelines for Drafting Comfort
Letters |
| VIII.G.6 |
Guidelines for Preparing a
Representation Letter By Management Regarding
Accounting |
| VIII.G.7 |
Guidelines for the Preparation of
Financial Statements |
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Duplicate of
Decision of The Chairman of Bapepam Number:Kep-06/PM/2000 |
| VIII.G.10 |
Accounting for Foreign Currency
Transactions (Revoked) |
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Fraud, Market Manipulation,
and Insider Trading |
| XI.B.1 |
Stabilization to Facilitate a Public
Offering |
| XI.B.2 |
Repurchases of Shares That Have Been
Issued By An Issuer Or Public Company |
| XI.C.1 |
Insider Securities Transactions That
Are Not Prohibited |
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Public Documents and
Reports to Bapepam
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| IIA.1 |
Documents That Are Open To the
Public |
| II.A.2 |
Repurchases For Submitting Documents
For The Public To The Capital Market |
| II.A.3 |
Letters, Reports And Other Documents
That Are Sent To Bapepam |
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Sanction
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XIV.B.1 |
Procedures For Charging
Administrative Sanction In The Form of Fine |
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Attachment
Form Number XIIV.B.1-1 & Form Number XIIV.B.1-2 |
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Duplicate of
Decision of The Chairman of Bapepam Number:Kep-21/PM/1999 |
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Other Rules
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III.D.1 |
Trading Organizer of Govermant Debt
Securities
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III.E.1 |
Futures Contract and
Option On Securities Or On Securities Index |
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Duplicate of
Decision of The Chairman of Bapepam Number:Kep-39/PM/2003 |
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